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    • Home
    • Areas of Practice
    • Services
      • General Corporate
      • Startup & VC Financing
      • Mergers & Acquisitions
      • Securities Compliance
      • Biotech
      • Licensing & IP
      • Immigration
      • Labor and Employment
    • Team
    • Legal News
Kayes & Associates
  • Home
  • Areas of Practice
  • Services
    • General Corporate
    • Startup & VC Financing
    • Mergers & Acquisitions
    • Securities Compliance
    • Biotech
    • Licensing & IP
    • Immigration
    • Labor and Employment
  • Team
  • Legal News

COMPLIANCE WITH SECURITIES REGULATION

COMPLIANCE WITH SECURITIES REGULATION

COMPLIANCE WITH SECURITIES REGULATION

COMPLIANCE WITH SECURITIES REGULATION

COMPLIANCE WITH SECURITIES REGULATION

COMPLIANCE WITH SECURITIES REGULATION

Navigating the complexities of securities regulation and compliance is crucial for both public and private companies seeking to grow while adhering to legal requirements. Our team provides expert guidance on all aspects of securities law, whether you’re managing public offerings, private placements, or ongoing compliance with regulatory standards. We meticulously review your disclosures and filings to ensure accuracy and completeness, minimizing the risk of legal challenges and penalties. For private companies, we offer specialized advice on issues like equity compensation, fundraising, and compliance with exemption regulations. With our deep understanding of securities regulation, we help you develop strategies that support your business goals while maintaining full regulatory compliance. Whether you're raising capital as a startup, managing reporting obligations as an established corporation, or navigating securities issues as a private company, our expertise ensures you are well-prepared to succeed in today’s complex regulatory environment.

  • Private Placements & Fundraising 
  • SEC Filings & Reporting 
  • Blue Sky Law Navigation
  • Crowdfunding & JOBS Act Services
  • Securities Due Diligence
  • Regulation S-K and S-X Compliance
  • Public Offerings & Prospectus Preparation
  • Regulatory Investigations & Enforcement Defense

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